Form D · Retailing
Sozo Global, Inc.
Austin, TX · CIK 0001464056
Offering snapshot reported Jan 14, 2015 · SEC filing
- Reported sold
- $810K Offering amount: $6M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Dec 31, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 14, 2015 | Initial | $810,000 | No comparison | 16 | SEC filing |
| Mar 15, 2012 | Initial | $300,000 | No comparison | 3 | SEC filing |
| May 15, 2009 | Initial | $400,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-232205
Offering is structured as $3 million maximum with Company reserving the right to increase offering size to a maximum of $6 million.
Source: Form D, filed Jan 14, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark E. Adams | Director, Executive, Promoter |
| Larry Cantrell | Director, Promoter |
| John Constantine | Director, Executive, Promoter |
| De Witt Van Wisse | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
6101 W. Courtyard Dr. Bldg 5 Ste 100
Austin, TX, 78730
Austin, TX, 78730