Form D · Other Banking and Financial Services
Sowell Financial Services LLC
North Little Rock, AR · CIK 0001633697
Offering snapshot reported Mar 3, 2022 · SEC filing
- Reported sold
- $1.15M Offering amount: $2.5M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $150K Reported outside-investor minimum
- First sale
- Feb 16, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 3, 2022 | Initial | $1,150,000 | No comparison | 3 | SEC filing |
| Dec 12, 2019 | Initial | $5,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-435795
Source: Form D, filed Mar 3, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William C Sowell | Executive |
| N/A Sowell Management, Inc. | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
5320 Northshore Drive
North Little Rock, AR, 72118
North Little Rock, AR, 72118