Form D · Other

Sovereign Metals Ltd

Perth Wa, C3 · CIK 0001858420

Offering snapshot reported May 23, 2022 · SEC filing

Reported sold: $2.29M
Investors reported: 53
Minimum accepted: $0
First sale: May 3, 2022

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 23, 2022	Initial	$2,292,055	No comparison	53	SEC filing
Apr 27, 2021	Initial	$4,492,311	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Option to acquire
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $63.8K (estimated)
Form D file number: 021-446576

Total amount of the offer is AUD3,225,067, converted to USD using the spot price as of May 3, 2022 of AUD0.7107 to USD1.00.

The recipient is to be paid a Finder's Fee of equal to 3.0% of the proceeds from the investors that were found and introduced by the recipient. Estimated amount converted to USD using the spot price as of May 3, 2022 of AUD0.7107 to USD1.00.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Sprott Global Resource Investments Ltd.	35878

Source: Form D, filed May 23, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dylan Browne	Executive
Nigel Jones	Director
Lachlan Lynch	Executive
Ian Middlemas	Director
Mark Pearce	Director
Julian Stephens	Director, Executive
Benjamin Stoikovich	Director

Issuer details

Industry: Other (See others in industry)

Address:

28 The Esplanade Level 9
Perth Wa, C3, 6000