Form D · Commercial
Sovereign Fund IV, LLC
New York, NY · CIK 0001974853
Offering snapshot reported May 21, 2024 · SEC filing
- Reported sold
- $31.6M Offering amount: $50M
- Investors reported
- 305 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- May 31, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 305
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2024 | Amendment | $31,645,330 | No comparison | 305 | SEC filing |
| May 22, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-482273
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sunbelt Securities | 42180 | |
| Orchard Securities | 133378 | |
| Landolt Securities | 28352 | |
| Kingswood Capital Partners | 288898 | |
| MHL Investments | 2535 | |
| The Strategic Financial Alliance, Inc. | 126514 | |
| Emerson Equity | 130032 | |
| DAI Securities, LLC | 36673 | |
| DFPG Investments, LLC | 155576 | |
| Great Point Capital LLC | 114203 | |
| Saxony Securities, Inc. | 115547 | |
| Patrick Capital Markets, LLC | 16518 | |
| IBN Financial Services, Inc. | 42360 | |
| Dempsey Lord Smith, LLC | 141238 | |
| Arete Wealth Management, LLC | 44856 | |
| Infinity Financial Services | 144302 | |
| Madison Avenue Securities, LLC | 23224 | |
| Invicta Capital, LLC | 288101 | |
| Wealthhouse Advisors Inc. | 323088 |
Source: Form D, filed May 21, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Gentile | Director |
| Darius Sakhai | Executive |
| Cyrus Sakhai | Executive |
| Stephan Sakhai | Director |
Issuer details
Industry: Commercial (See others in industry)
Address:
747 Third Avenue 37 Th Floor
New York, NY, 10017
New York, NY, 10017