Form D · Commercial

Sovereign Fund II, LLC

New York, NY · CIK 0001781097

Offering snapshot reported Feb 25, 2021 · SEC filing

Reported sold
$17.5M
Indefinite offering
Investors reported
118
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Aug 6, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.77M$17.5MJul 2, 2019Jul 2, 2020: $14,649,620.00Jul 2, 2020Feb 25, 2021: $17,542,966.00Feb 25, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 118

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 25, 2021Amendment$17,542,966No comparison118SEC filing
Jul 2, 2020Amendment$14,649,620No comparison91SEC filing
Jul 2, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.5
Duration over one year
Yes
Business combination
No
Sales commissions
$649K (estimated)
Finders' fees
$0
Form D file number
021-343289

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Orchard Securities, LLC133378
Newbridge Securities Corp.104065
Great Point Capital LLC114203
Cape Securities Inc.7072
Sunbelt Securities, Inc.42180
American Global Wealth Management, Inc.7388
Purshe Kaplan Sterling Investments, Inc.35747
DFPG Investments, Inc.155576
GPWA, LLC170171
American Portfolios Financial Services, Inc.18487
International Assets Advisory, LLC10645
The Strategic Financial Alliance, Inc.126514
Whitehall-Parker Securities Inc.10608
DAI Securities, LLC36673
IBN Financial Services, Inc.42360
Benchmark Investments, Inc.103792
Dempsey Lord Smith LLC141238
Cabot Lodge Securities LLC159712
Entoro Securities, LLC35192

Source: Form D, filed Feb 25, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Gentile Promoter
Darius Sakhai Promoter
Cyrus Sakhai Promoter
Stephen Sakhai Promoter
Stephan Sakhai Promoter

Issuer details

Industry: Commercial (See others in industry)

Address:
747 Third Avenue 37 Th Floor
New York, NY, 10017