Form D · Other

SOUTHWEST WINDPOWER INC

Broomfield, CO · CIK 0001285725

Offering snapshot reported Sep 14, 2012 · SEC filing

Reported sold
$3M
Offering amount: $5M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 14, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.5M$3MJun 21, 2012: $499,999.00Jun 21, 2012Sep 14, 2012: $3,000,000.00Sep 14, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$499,999 → $3,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 14, 2012Amendment$3,000,000$2,500,001vs Jun 21, 20122SEC filing
Jun 21, 2012Amendment$6,954,492$4,653,177vs Oct 4, 20114SEC filing
Jun 21, 2012Initial$499,999No comparison2SEC filing
Oct 4, 2011Initial$2,301,315No comparison2SEC filing
May 4, 2011Initial$12,367,200No comparison8SEC filing
Dec 15, 2010Initial$2,792,264No comparison5SEC filing
Jul 29, 2010Initial$3,625,062No comparison5SEC filing
Mar 20, 2009Initial$8,606,645No comparisonNot reportedSEC filing
Jun 18, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Jan 9, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Mar 27, 2006PaperNot reportedNo comparisonNot reported
Oct 28, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-180075

Source: Form D, filed Sep 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott Brown Director, Executive
David Calley Director
Alexander Ellis Iii Director
Frank Greco Director, Executive
Nancy Hamilton Executive
Andrew Kruse Executive
Hull Mc Kinnon Director
Maurice Miller Director
Jim Newell Director
Michael Picchi Executive
Eric Seidel Executive
Michael Sobolik Executive
Sriram Srinivasan Executive
R Dixon Thayer Director
James M Thomson Executive

Issuer details

Industry: Other (See others in industry)

Address:
100 Technology Dr # 325
Broomfield, CO, 80021