Form D · Other
SOUTHWEST WATER CO
Los Angeles, CA · CIK 0000092472
Offering snapshot reported Mar 24, 2010 · SEC filing
- Reported sold
- $16.2M Offering amount: $16.2M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $16.2M Reported outside-investor minimum
- First sale
- Mar 16, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 24, 2010 | Initial | $16,200,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-09247-2L
Source: Form D, filed Mar 24, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kimberly Alexy | Director |
| H. Frederick Christie | Director |
| William K. Dix | Executive |
| Bruce Edwards | Director |
| Linda Griego | Director |
| Donovan D. Huennekens | Director |
| Thomas Iino | Director |
| William D. Jones | Director |
| Delise Keim | Executive |
| Maureen A. Kindel | Director |
| Richard G. Newman | Director |
| Mark Rodriguez | Executive |
| Ben Smith | Executive |
| Mark Swatek | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
One Wilshire Building 624 South Grand Avenue, Suite 2900
Los Angeles, CA, 90017-3782
Los Angeles, CA, 90017-3782