Form D · Other Real Estate
Southwest Trade Services, LLC
Irvine, CA · CIK 0001500990
Offering snapshot reported Sep 20, 2010 · SEC filing
- Reported sold
- $500K Offering amount: $6M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jul 26, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 20, 2010 | Initial | $500,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-147939
Initial Notes have been placed by the Filer only, no commission has been paid. If Notes are placed by the Broker, the commission will be negotiated at the time of sale.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Investment Placement Group | 14458 |
Source: Form D, filed Sep 20, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ralph Clumeck | Director, Executive |
| David Guss | Director |
| Selwyn Isakow | Director |
| Leon Kassel | Director |
| David Mauser | Director |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
20 Pacifica, Suite 360
Irvine, CA, 92618
Irvine, CA, 92618