Form D · Commercial Banking

Southwest Bancshares, Inc.

San Antonio, TX · CIK 0001581032

Offering snapshot reported Jun 6, 2022 · SEC filing

Reported sold
$35M
Offering amount: $35M
Investors reported
15
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 3, 2022
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 6, 2022Initial$35,000,000No comparison15SEC filing
Oct 29, 2020Initial$0No comparison280SEC filing
Jul 16, 2013Initial$1,700,850No comparison9SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$525K
Finders' fees
$0
Form D file number
021-448216

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
PIPER SANDLER & CO.665

Source: Form D, filed Jun 6, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C. Boyle, Jr. Director
Laurie Brown Director
J. Bruce Bugg, Jr. Director, Executive
Robert M. Cavender Director
Eugene H. Dawson, Jr. Director
Brent R. Given Director, Executive
James W. Gorman, Jr. Director
Mark E. Healy, M.D. Director
Richard Hill Director
Steven Q. Lee Director
Richard T. Schlosberg, Iii Director
David A. Spencer Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
1900 Nw Loop 410
San Antonio, TX, 78213