Form D · Hedge Fund

SOUTHPORT OPPORTUNITY FUND, L.P.

Greenwich, CT · CIK 0001479574

Offering snapshot reported Jan 14, 2014 · SEC filing

Reported sold: $9.5M
Investors reported: 5
Minimum accepted: $1M
First sale: Jan 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 5

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2014	Amendment	$9,500,000	No comparison	5	SEC filing
Jan 11, 2013	Amendment	$9,500,000	No comparison	5	SEC filing
Jan 10, 2012	Amendment	$9,500,000	No comparison	5	SEC filing
Jan 4, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-137374

Source: Form D, filed Jan 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOUTHPORT OPPORTUNITY FUND, L.P.

Investment adviser: SOUND ENERGY PARTNERS, INC.

Gross asset value: $8.49M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Mar 28, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES NORTH AMERICA, INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY, LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 810083 · Mar 28, 2014 · Schedule D 7.B.(1), fund 805-3426146011

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jonathan T. Dawson	Executive
Anthony J. Giammalva	Executive
Samuel R. Hawley	Executive
James M. Thorburn	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Southport Opportunity Management, Llc 200 Greenwich Avenue
Greenwich, CT, 06830