Form D · Other Investment Fund

Southfield Mezzanine Capital III LP

Greenwich, CT · CIK 0002052147

Offering snapshot reported Jan 30, 2025 · SEC filing

Reported sold: $54.6M
Investors reported: 19
Minimum accepted: $0
First sale: Jan 17, 2025

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 30, 2025	Initial	$54,600,000	No comparison	19	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-536759

Source: Form D, filed Jan 30, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOUTHFIELD MEZZANINE CAPITAL III LP

Investment adviser: SOUTHFIELD CAPITAL LP

Gross asset value: $94M
Beneficial owners: 24
ADV minimum commitment: $150K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ZOOK DINON PA MOORESTOWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHN REZNICK LLP HARTFORD, Connecticut, United States

Custodian FIFTH THIRD COMMERCIAL BANK CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHN REZNICK LLP
PCAOB 596

Filing source

Form ADV 2045811 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7696913290

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SOUTHFIELD MEZZANINE CAPITAL LP	Jan 20, 2016	$50,350,000	33
Southfield Mezzanine Capital II LP	Apr 24, 2020	$30,085,797	26
Southfield Mezzanine Capital III LP (this fund)	Jan 30, 2025	$54,600,000	19

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Steven A. Axel	Executive
Stephen J. Diverio	Executive
A. Andrew Levison	Executive
Southfield Mezzanine Associates Llc	Executive
Southfield Mezzanine Iii Gp Llc	Executive
Vincent J. Tyra	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

140 Greenwich Avenue 4 Th Floor
Greenwich, CT, 06830