Form D · Oil and Gas
Southfield Energy CORP
Houston, TX · CIK 0001409941
Offering snapshot reported Sep 2, 2009 · SEC filing
- Reported sold
- $1.83M Offering amount: $10M
- Investors reported
- 68 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Sep 18, 2006 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 2, 2009 | Initial | $1,829,000 | No comparison | 68 | SEC filing |
| Jul 15, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.1M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-112952
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MMR Investment Bankers, Inc. | 16958 | MMR Investment Bankers, Inc. · CRD 16958 |
Source: Form D, filed Sep 2, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chet Gutowsky | Director, Executive |
| Ben Roberts | Director, Executive |
| Tyson Rohde | Director, Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
1240 Blalock Road, Suite 150
Houston, TX, 77055
Houston, TX, 77055