Form D · Private Equity Fund
Southfield Capital II LP
Greenwich, CT · CIK 0001648963
Offering snapshot reported Jul 21, 2017 · SEC filing
- Reported sold
- $185M Offering amount: $200M
- Investors reported
- 36 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 28, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$72,350,000 → $185,100,000
- Reported investors14 → 36
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 21, 2017 | Amendment | $185,100,000 | $112,750,000vs Jul 22, 2016 | 36 | SEC filing |
| Jul 22, 2016 | Amendment | $72,350,000 | No comparison | 14 | SEC filing |
| Jul 23, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.87M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-244333
Additional commissions may be paid in the future in an amount equal to a percentage of the subscriptions of certain of the Issuer's limited partners.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stonington Capital Advisors, LLC | None | Profor Securities, LLC · CRD 136084 |
Source: Form D, filed Jul 21, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SOUTHFIELD CAPITAL II LP
Investment adviser: SOUTHFIELD CAPITAL LP
- Gross asset value
- $122M
- Beneficial owners
- 43
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
COHN REZNICK LLP
PCAOB 596
STONINGTON DRIVE SECURITIES LLC
CRD 287876 · SEC 8-69914
Filing source
Form ADV 2045811 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7419670683
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew Cook | Executive |
| William James | Executive |
| A. Andrew Levison | Executive |
| Timothy Lewis | Executive |
| N/A Southfield Capital Ii Gp Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Greenwich, CT, 06830