Form D · Other Banking and Financial Services
SOUTH PLAINS FINANCIAL, INC.
Lubbock, TX · CIK 0001163668
Offering snapshot reported Oct 2, 2020 · SEC filing
- Reported sold
- $50M Offering amount: $50M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 29, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 2, 2020 | Initial | $50,000,000 | No comparison | 20 | SEC filing |
| Dec 27, 2018 | Initial | $26,472,000 | No comparison | 57 | SEC filing |
| Oct 22, 2013 | Initial | $700,000 | No comparison | 4 | SEC filing |
| Sep 27, 2011 | Initial | $1,017,484 | No comparison | 3 | SEC filing |
| Jul 11, 2011 | Initial | $15,000,000 | No comparison | 1 | SEC filing |
| Jan 19, 2011 | Initial | $1,450,000 | No comparison | 5 | SEC filing |
| Jun 9, 2009 | Initial | $2,000,000 | No comparison | 1 | SEC filing |
| Jul 2, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $750K
- Finders' fees
- $0
- Form D file number
- 021-376938
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Piper Sandler & Co. · CRD 665 |
Source: Form D, filed Oct 2, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Bass | Director, Executive |
| Larry Beseda | Director |
| Richard D. Campbell | Director |
| Steven B. Crockett | Executive |
| Steve Crockett | Executive |
| James Dewbre | Director |
| Curtis C. Griffith | Director, Executive |
| Lonnie Hollingsworth | Director |
| Cynthia B. Keith | Director |
| Mike Liner | Director |
| Allison S. Navitskas | Director |
| Ricky Neal | Director |
| Bobby G. Neal | Director |
| Cory T. Newsom | Director, Executive |
| Mikella D. Newsom | Executive |
| Jodie Riley | Director |
| Noe G. Valles | Director |
| Sandra Wallace | Executive |
| Kyle R. Wargo | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
5219 City Bank Parkway
Lubbock, TX, 79407-3544
Lubbock, TX, 79407-3544