Form D · Oil and Gas
Source Rock Royalties Ltd.
Calgary, A0 · CIK 0001618573
Offering snapshot reported Mar 24, 2022 · SEC filing
- Reported sold
- $1.93M Offering amount: $1.93M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 1, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 24, 2022 | Initial | $1,933,413 | No comparison | 3 | SEC filing |
| Jan 27, 2015 | Amendment | $24,228 | -$8,638vs Sep 8, 2014 | 1 | SEC filing |
| Sep 8, 2014 | Initial | $32,866 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $68.6K
- Finders' fees
- $0
- Form D file number
- 021-438834
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | RAYMOND JAMES & ASSCIATES, INC. · CRD 705 |
| PI FINANCIAL (US) CORP. | 127404 | PI FINANCIAL (US) CORP. · CRD 127404 |
| HAYWOOD SECURITIES (USA) INC. | 42072 | HAYWOOD SECURITIES (USA) INC. · CRD 42072 |
Source: Form D, filed Mar 24, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Bell | Director |
| Sean Clausen | Executive |
| Brad Docherty | Director, Executive |
| Rick Ironside | Director |
| Jordan Kevol | Director |
| Brody Loster | Director |
| Gary Mcmurren | Director |
| Dean Potter | Director |
| Scott Rideout | Director |
| Shaun Thiessen | Director |
| Lucas Tomei | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
30 Th Floor, 421 7 Th Ave S.W.
Calgary, A0, T2P 4K9
Calgary, A0, T2P 4K9