Form D · Other Investment Fund

Source Markets Plc - DJ STOXX 600 Optimised Bank Source ETF

Dublin 2, L2 · CIK 0001490937

Offering snapshot reported May 7, 2012 · SEC filing

Reported sold
$9.12B
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 22, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.56B$9.12BMay 5, 2010: $4,595,500,000.00May 5, 2010May 5, 2011: $8,570,054,891.00May 5, 2011May 7, 2012: $9,124,905,682.00May 7, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,570,054,891 → $9,124,905,682
  • Reported investors16 → 25

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 7, 2012Amendment$9,124,905,682$554,850,791vs May 5, 201125SEC filing
May 5, 2011Amendment$8,570,054,891$3,974,554,891vs May 5, 201016SEC filing
May 5, 2010Initial$4,595,500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-141544
Item 11 minimum investment amount accepted from any outside investor is denominated in Euros.

Source: Form D, filed May 7, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ted Hood Director
Mike Kirby Director
Barry Mc Grath Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Source Markets Plc Beaux Lane House, Mercer Street
Dublin 2, L2, 00000