Form D · Hedge Fund

Soundview Emerging Managers Fund, LP

Dover, DE · CIK 0001574308

Offering snapshot reported Apr 12, 2013 · SEC filing

Reported sold
$2.75M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2013Initial$2,750,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194966

Source: Form D, filed Apr 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOUNDVIEW EMERGING MANAGERS FUND, LP

Investment adviser: HORTON POINT LLC

Gross asset value
$2.75M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Mar 2, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CACEIS ONTARIO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES INC. SAN ANTONIO, Texas, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker NEWEDGE USA, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES INC.
SEC 8-36950

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Filing source

Form ADV 986476 · Mar 2, 2016 · Schedule D 7.B.(1), fund 805-1246851375

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dimitri Sogoloff Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3500 S Dupont Hwy
Dover, DE, 19901