Form D · Other Real Estate

Sound West Oz Fund I, LP

Bremerton, WA · CIK 0001773159

Offering snapshot reported Nov 2, 2020 · SEC filing

Reported sold
$40.3M
Offering amount: $60M
Investors reported
103
Form D · investor count
Minimum accepted
$12.5K
Reported outside-investor minimum
First sale
Apr 2, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.1M$40.3MApr 22, 2019: $950,000.00Apr 22, 2019Sep 5, 2019: $2,736,750.00Sep 5, 2019Mar 18, 2020: $2,736,750.00Mar 18, 2020Oct 26, 2020: $2,736,750.00Nov 2, 2020: $40,289,937.00Nov 2, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,736,750 → $40,289,937
  • Reported investors12 → 103

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 2, 2020Amendment$40,289,937$37,553,187vs Oct 26, 2020103SEC filing
Oct 26, 2020Amendment$2,736,750$0vs Mar 18, 202012SEC filing
Mar 18, 2020Amendment$2,736,750$0vs Sep 5, 201912SEC filing
Sep 5, 2019Amendment$2,736,750$1,786,750vs Apr 22, 201912SEC filing
Apr 22, 2019Initial$950,000No comparison5SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$1.72M
Finders' fees
$0
Form D file number
021-337799

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CRESCENT SECURITIES GROUP, INC.114993
KALOS CAPITAL, INC.44337
Center Street Securities, Inc.26898
JCC CAPITAL MARKETS, LLC146776
CABIN SECURITIES, INC.137608

Source: Form D, filed Nov 2, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory W Genovese Executive
Wesley A. Larson Executive
N/A Sound West Oz Fund I Gp, Llc Executive
N/A Sound West Realty Capital, Llc Executive
N/A Swgm, Llc Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
423 Pacific Ave #402
Bremerton, WA, 98337