Form D · Hedge Fund

Sound Point Senior Floating Rate Offshore Fund, Ltd

Grand Cayman, E9 · CIK 0001666086

Offering snapshot reported May 25, 2023 · SEC filing

Reported sold
$113M
Indefinite offering
Investors reported
26
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.4M$113MJun 15, 2016: $4,475,000.00Jun 15, 2016Jun 14, 2017: $9,840,096.00Jun 13, 2018: $49,395,096.00Jun 13, 2019: $63,765,096.00Jun 12, 2020: $107,636,246.00Jun 11, 2021: $109,386,246.00May 26, 2022: $112,861,246.00May 25, 2023: $112,861,246.00May 25, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 25, 2023Amendment$112,861,246$0vs May 26, 202226SEC filing
May 26, 2022Amendment$112,861,246$3,475,000vs Jun 11, 202126SEC filing
Jun 11, 2021Amendment$109,386,246$1,750,000vs Jun 12, 202026SEC filing
Jun 12, 2020Amendment$107,636,246$43,871,150vs Jun 13, 201926SEC filing
Jun 13, 2019Amendment$63,765,096$14,370,000vs Jun 13, 201825SEC filing
Jun 13, 2018Amendment$49,395,096$39,555,000vs Jun 14, 201724SEC filing
Jun 14, 2017Amendment$9,840,096$5,365,096vs Jun 15, 201612SEC filing
Jun 15, 2016Initial$4,475,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-265105
The total amount sold and the number of investors disclosed in this Form D, reflect only sales made to US investors. Redemptions and/or withdrawals are not taken into consideration.
Shares. The Board of Directors, in its sole discretion, may permit a lesser amount than the minimum investment of $250,00,(but in no event less than $100,000, or such other amount as may be prescribed by Cayman Islands law).

Source: Form D, filed May 25, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Gerlitz Executive, Promoter
Stephen J. Ketchum Director, Promoter
Cary Marr Director
Kevin A. Phillip Director
N/A Sound Point Capital Management, Lp Promoter
N/A Sound Point Capital Management, Lp, Promoter
Tim Woolaver Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Box 309, Ugland House
Grand Cayman, E9, KY1-1104