Form D · Other Investment Fund

Sound Point CLO I, Ltd.

George Town, Grand Cayman, E9 · CIK 0001560724

Offering snapshot reported Oct 23, 2012 · SEC filing

Reported sold: $400M
Investors reported: 27
Minimum accepted: $150K
First sale: Oct 10, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 23, 2012	Initial	$400,000,000	No comparison	27	SEC filing

Offering details

Securities: Debt
Exemptions: 06, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-185977

Source: Form D, filed Oct 23, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOUND POINT CLO I, LTD.

Investment adviser: SOUND POINT CAPITAL MANAGEMENT, LP

Gross asset value: $263M
Beneficial owners: 0
ADV minimum commitment: $250K

Reported in Form ADV on Apr 19, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No

Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1105266 · Apr 19, 2017 · Schedule D 7.B.(1), fund 805-9575820735

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Sound Point CLO I, Ltd. (this fund)	Oct 23, 2012	$400,000,000	27
Sound Point CLO II, Ltd.	Feb 12, 2018	$26,791,111	10

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Andrew Dean	Director
Wendy Ebanks	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Maplesfs Limited, P.O. Box 1093 Boundary Hall, Cricket Square
George Town, Grand Cayman, E9, KY1-1102