Form D · Hedge Fund

Soteria Fund L.P.

San Diego, CA · CIK 0001764075

Offering snapshot reported Feb 9, 2023 · SEC filing

Reported sold
$5.49M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.75M$5.49MJan 15, 2019: $150,000.00Jan 15, 2019Mar 25, 2020: $2,500,000.00Mar 25, 2020Feb 9, 2023: $5,494,391.00Feb 9, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,500,000 → $5,494,391
  • Reported investors8 → 12

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 9, 2023Amendment$5,494,391$2,994,391vs Mar 25, 202012SEC filing
Mar 25, 2020Amendment$2,500,000$2,350,000vs Jan 15, 20198SEC filing
Jan 15, 2019Initial$150,000No comparison2SEC filing

Offering details

Securities
Equity, Debt, Option to acquire, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-330523
Limited Partnership Interests
Manager of the General Partner of the Issuer

Source: Form D, filed Feb 9, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOTERIA FUND L.P.

Investment adviser: TRIVANT CUSTOM PORTFOLIO GROUP LLC

Gross asset value
$6.09M
Beneficial owners
11
ADV minimum commitment
$100K

Reported in Form ADV on Mar 15, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UNKAR SYSTEMS INC PLEASANTON, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MICHAEL COGLIANESE CPA, P.C. BLOOMINGDALE, Illinois, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MICHAEL COGLIANESE CPA, P.C.
PCAOB 3874

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 1827355 · Mar 15, 2024 · Schedule D 7.B.(1), fund 805-8501601531

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Barber Executive
Michael Harris Executive
Daniel Laimon Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 West Broadway, Suite 225
San Diego, CA, 92101