Form D · Other Health Care
Sotera Wireless, Inc.
San Diego, CA · CIK 0001313884
Offering snapshot reported Jul 26, 2017 · SEC filing
- Reported sold
- $31.8M Offering amount: $52.6M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 22, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 26, 2017 | Initial | $31,835,905 | No comparison | 11 | SEC filing |
| Apr 22, 2014 | Initial | $20,704,787 | No comparison | 23 | SEC filing |
| May 23, 2013 | Amendment | $12,558,564 | $3,255,765vs Feb 12, 2013 | 20 | SEC filing |
| Feb 12, 2013 | Initial | $9,302,799 | No comparison | 16 | SEC filing |
| Jan 24, 2013 | Initial | $5,760,000 | No comparison | 5 | SEC filing |
| Dec 13, 2011 | Initial | $9,191,025 | No comparison | 10 | SEC filing |
| Jul 8, 2011 | Initial | $7,000,000 | No comparison | 2 | SEC filing |
| Sep 9, 2010 | Initial | $159,999 | No comparison | 1 | SEC filing |
| Apr 12, 2010 | Initial | $10,749,998 | No comparison | 12 | SEC filing |
| May 28, 2009 | Initial | $499,998 | No comparison | Not reported | SEC filing |
| Feb 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 4, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 27, 2005 | Paper | Not reported | No comparison | Not reported | |
| May 31, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 3, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-291479
Total Offering amount includes $11,299,519 of securities issued upon conversion of indebtedness and $7,640,000 receivable upon the exercise of warrants to purchase preferred stock that have not been exercised.
Source: Form D, filed Jul 26, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Badawi | Director |
| Matt Banet | Director, Executive |
| Matthew Banet | Executive |
| Kenneth Buechler | Director |
| Matthew Buten | Director |
| Francis Chen | Director, Executive |
| James Datin | Director |
| Anthony De Maria | Director |
| Eric Horng | Director |
| Bobby Kandaswamy | Director |
| Jason Kao | Director |
| Walter Lim | Director |
| Jeremy Loh | Director |
| Carolyn Maduza | Executive |
| Allan Marchington | Director |
| Robert Mc Neil | Director |
| Jim Moon | Director, Executive |
| James Moon | Director |
| Brandon Poe | Executive |
| Eric Shiozaki | Director |
| Mark Spring | Executive |
| Charles Sted | Director |
| Eric Topol | Director |
| Thomas Watlington | Director, Executive |
| Dave Watson | Director |
| Timothy Wollaeger | Director |
| Leonard Wu | Director |
| Charles Xie | Director |
| Albert R. Zimmerli | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
10020 Huennekens Street
San Diego, CA, 92121
San Diego, CA, 92121