Form D · Hedge Fund

SORIN ACTIVE TRADING OFFSHORE FUND LTD

Grand Cayman, E9 · CIK 0001693597

Offering snapshot reported Mar 6, 2019 · SEC filing

Reported sold
$2.5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.25M$2.5MMar 8, 2017: $2,500,000.00Mar 8, 2017Mar 7, 2018: $2,500,000.00Mar 7, 2018Mar 6, 2019: $2,500,000.00Mar 6, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 6, 2019Amendment$2,500,000$0vs Mar 7, 20181SEC filing
Mar 7, 2018Amendment$2,500,000$0vs Mar 8, 20171SEC filing
Mar 8, 2017Initial$2,500,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-282006
The recipient listed in Item 12 is paid on an amount equal to a percentage of the management fee and/or incentive fee paid to the Investment Manager or its affiliate.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Elevation, LLC140341N/A

Source: Form D, filed Mar 6, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SORIN ACTIVE TRADING OFFSHORE FUND LTD.

Investment adviser: SORIN CAPITAL MANAGEMENT, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1297770 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-9024983108

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter Barakett Director
Ian Domaille Director
James J. Higgins Director
Sorin Capital Management, Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Intertrust Corporate Svcs (Cayman) Ltd 190 Elgin Avenue
Grand Cayman, E9, KY1-9007