Form D · Private Equity Fund

SORENSON CAPITAL PARTNERS IV-B, LP

Lehi, UT · CIK 0001785969

Offering snapshot reported Mar 17, 2022 · SEC filing

Reported sold: $186M
Investors reported: 23
Minimum accepted: $0
First sale: Mar 17, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$133,246,689 → $186,322,893
Reported investors18 → 23

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 17, 2022	Amendment	$186,322,893	$53,076,204vs Mar 17, 2021	23	SEC filing
Mar 17, 2021	Amendment	$133,246,689	No comparison	18	SEC filing
Mar 17, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $3M (estimated)
Form D file number: 021-363021

The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. Amounts listed in (A) and (B) above are aggregated together with the Issuer and its parallel funds and include the GP commitment.

Placement agent fees to be paid based upon a percentage of total equity raised. Such fees are offset against the management fees payable by the Issuer. The amount shown above represents total compensation paid related to placement agent fees.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
INEO CAPITAL, LLC	143262
EVERCORE GROUP L.L.C.	42405

Source: Form D, filed Mar 17, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SORENSON CAPITAL PARTNERS IV-B, LP

Investment adviser: WEST RIM II UGP, LLC

Gross asset value: $77.6M
Beneficial owners: 21
ADV minimum commitment: $0

Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES HOLDINGS, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Filing source

Form ADV 2114683 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-9800341413

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mark Ludwig	Executive, Promoter
Ronald Mika	Executive, Promoter
Ron Mika	Executive, Promoter
Rob Rueckert	Executive, Promoter
Luke Sorenson	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2801 N. Thanksgiving Way, Suite 200
Lehi, UT, 84043