Form D · Private Equity Fund
SORENSON CAPITAL PARTNERS III-A, LP
Lehi, UT · CIK 0001593259
Offering snapshot reported Oct 7, 2014 · SEC filing
- Reported sold
- Yet to sell Offering amount: $400M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-225982
THE GENERAL PARTNER OF THE ISSUER RESERVES THE RIGHT TO OFFER A GREATER OR LESSER AMOUNT OF LIMITED PARTNER INTERESTS.
PLACEMENT AGENT FEES TO BE PAID BASED UPON A PERCENTAGE OF TOTAL EQUITY RAISED. SUCH FEES ARE OFFSET AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| INEO CAPITAL, LLC | 143262 |
Source: Form D, filed Oct 7, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SORENSON CAPITAL PARTNERS III-A, L.P.
Investment adviser: WEST RIM II UGP, LLC
- Gross asset value
- $7.22M
- Beneficial owners
- 15
- ADV minimum commitment
- $10M
Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66
Filing source
Form ADV 2114683 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-2304498802
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fraser Bullock | Executive, Promoter |
| Tim Layton | Executive, Promoter |
| Mark Ludwig | Executive, Promoter |
| Ronald Mika | Executive, Promoter |
| Luke Sorenson | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Lehi, UT, 84043