Form D · Hedge Fund

Sophos Return Partners, L.P.

Menlo Park, CA · CIK 0001615980

Offering snapshot reported Jul 25, 2019 · SEC filing

Reported sold
$50M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Oct 23, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25M$50MAug 13, 2014Aug 7, 2015: $50,000,000.00Aug 7, 2015Aug 4, 2016: $50,000,000.00Aug 4, 2016Aug 7, 2017: $50,000,000.00Aug 7, 2017Aug 6, 2018: $50,000,000.00Aug 6, 2018Jul 25, 2019: $50,000,000.00Jul 25, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $10,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 25, 2019Amendment$50,000,000$0vs Aug 6, 20181SEC filing
Aug 6, 2018Amendment$50,000,000$0vs Aug 7, 20171SEC filing
Aug 7, 2017Amendment$50,000,000$0vs Aug 4, 20161SEC filing
Aug 4, 2016Amendment$50,000,000$0vs Aug 7, 20151SEC filing
Aug 7, 2015Amendment$50,000,000No comparison1SEC filing
Aug 13, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-222841
Limited Partner Interests

Source: Form D, filed Jul 25, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FUND 3

Investment adviser: SOPHOS CAPITAL MANAGEMENT, L.P.

Gross asset value
$44.5M
Beneficial owners
2
ADV minimum commitment
$10M

Reported in Form ADV on May 21, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

PERSHING LLC
SEC 8-17574

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1424917 · May 21, 2020 · Schedule D 7.B.(1), fund 805-6544329532

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Swift Barnes Executive
James L. Carruthers, Jr. Executive
Todd Moodey Executive
N/A Sophos Capital Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
750 Menlo Avenue, Suite 380
Menlo Park, CA, 94025