Form D · Hedge Fund
Sophos Partners, L.P.
Menlo Park, CA · CIK 0001605630
Offering snapshot reported Apr 30, 2020 · SEC filing
- Reported sold
- $54.1M Indefinite offering
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- May 15, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$52,849,975 → $54,059,975
- Minimum accepted$10,000,000 → $5,000,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 30, 2020 | Amendment | $54,059,975 | $1,210,000vs May 22, 2019 | 10 | SEC filing |
| May 22, 2019 | Amendment | $52,849,975 | $6,200,000vs May 24, 2018 | 10 | SEC filing |
| May 24, 2018 | Amendment | $46,649,975 | $9,199,975vs May 31, 2017 | 10 | SEC filing |
| May 31, 2017 | Amendment | $37,450,000 | $750,000vs Jun 3, 2016 | 8 | SEC filing |
| Jun 3, 2016 | Amendment | $36,700,000 | $15,700,000vs Jun 8, 2015 | 8 | SEC filing |
| Jun 8, 2015 | Amendment | $21,000,000 | $19,000,000vs Jun 13, 2014 | 5 | SEC filing |
| Jun 13, 2014 | Amendment | $2,000,000 | No comparison | 1 | SEC filing |
| Apr 21, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-215965
Limited Partner Interests
Source: Form D, filed Apr 30, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SOPHOS PARTNERS, L.P.
Investment adviser: SOPHOS CAPITAL MANAGEMENT, L.P.
- Gross asset value
- $3.44M
- Beneficial owners
- 3
- ADV minimum commitment
- $5M
Reported in Form ADV on May 26, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
GOLDMAN SACHS & CO. LLC
SEC 8-129
MORGAN STANLEY & CO. LLC
SEC 8-15869
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
PERSHING LLC
SEC 8-17574
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740
PERSHING LLC
CRD 7560 · SEC 8-17574
Filing source
Form ADV 1543381 · May 26, 2021 · Schedule D 7.B.(1), fund 805-5724549326
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James L. Carruthers, Jr. | Executive |
| Todd Moodey | Executive |
| N/A Sophos Capital Gp, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Menlo Park, CA, 94025