Form D · Hedge Fund

SONTERRA CAPITAL OFFSHORE FUND, LTD.

Grand Cayman Ky 1 1108, E9 · CIK 0001455894

Offering snapshot reported Jan 9, 2012 · SEC filing

Reported sold
$129M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$111M$223MFeb 4, 2009Jan 8, 2010: $30,069,912.00Jan 8, 2010Jan 18, 2011: $222,849,912.00Jan 18, 2011Jan 9, 2012: $128,629,912.00Jan 9, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$222,849,912 → $128,629,912
  • Reported investors21 → 19

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2012Amendment$128,629,912-$94,220,000vs Jan 18, 201119SEC filing
Jan 18, 2011Amendment$222,849,912$192,780,000vs Jan 8, 201021SEC filing
Jan 8, 2010Amendment$30,069,912No comparison9SEC filing
Feb 4, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-126751
The entity listed in item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lyster Watson Securities, Inc.30210
Omar Naeem4477016Blue Sand Securities LLC · CRD 142976

Source: Form D, filed Jan 9, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SONTERRA CAPITAL OFFSHORE FUND, LTD.

Investment adviser: SONTERRA CAPITAL, LLC

Gross asset value
$247M
Beneficial owners
25
ADV minimum commitment
$1M

Reported in Form ADV on Mar 19, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD. PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATEHOUSE COOPERS GEORGE TOWN, Cayman Islands
Custodian BARCLAY'S BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN BANK NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC GAITHERSBURG, Maryland, United States Related to adviser: No
Marketer LYSTER WATSON SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

LYSTER WATSON SECURITIES, INC.
CRD 30210 · SEC 8-44783

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 611942 · Mar 19, 2012 · Schedule D 7.B.(1), fund 805-7504776808

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ronan Guilfoyle Director
Tye Schlegelmilch Director
Don M. Seymour Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Dms Corp Svcs Ltd., Dms House 20 Genesis Close, P.O. Box 1344
Grand Cayman Ky 1 1108, E9, 00000