Form D · Telecommunications
SONIM TECHNOLOGIES INC
Austin, TX · CIK 0001178697
Offering snapshot reported Jul 28, 2022 · SEC filing
- Reported sold
- $12.5M Offering amount: $17.5M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $800K Reported outside-investor minimum
- First sale
- Jul 13, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 28, 2022 | Initial | $12,500,000 | No comparison | 2 | SEC filing |
| Nov 27, 2018 | Initial | $8,377,790 | No comparison | 4 | SEC filing |
| Oct 7, 2016 | Initial | $10,000,002 | No comparison | 1 | SEC filing |
| Dec 3, 2012 | Initial | $18,472,424 | No comparison | 16 | SEC filing |
| May 12, 2011 | Initial | $3,013,723 | No comparison | 23 | SEC filing |
| Feb 1, 2011 | Initial | $4,000,000 | No comparison | 16 | SEC filing |
| Jun 28, 2010 | Initial | $9,051,262 | No comparison | 25 | SEC filing |
| Jan 9, 2009 | Amendment | $4,055,924 | No comparison | Not reported | SEC filing |
| Apr 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 11, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 7, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 10, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $875K
- Form D file number
- 021-454091
As of July 13, 2022, and calculated as 7% of the aggregate proceeds of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| B. RILEY SECURITIES, INC. | 25027 |
Source: Form D, filed Jul 28, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Allen | Director |
| Toru Amakasu | Director |
| Lee Benton | Director |
| James S. Cassano | Director |
| Jean David Chamboredon | Director |
| Clayton Crolius | Executive |
| John Giere | Director |
| Michael Greer | Director |
| Maurice Hochschild | Director |
| Alan B. Howe | Director |
| Sam Irvani | Director |
| Hao Peter Liu | Director, Executive |
| Richard Long | Executive |
| Jonathan Michael | Executive |
| Michael C. Mulica | Director |
| Rajan Naik | Director |
| Robert Plaschke | Director, Executive |
| Jose Carlos Principe | Director |
| Bryant Riley | Director |
| Mathias Schilling | Director |
| Alex Singha | Director |
| Jack Steenstra | Director |
| Franck Ullmann | Director |
| Jim Walker | Executive |
| Jeffrey Wang | Director |
| Joakim Wiklund | Executive |
| Kenny Young | Director |
Issuer details
Industry: Telecommunications (See others in industry)
Address:
6500 River Place Boulevard Bldg. 7, S#250
Austin, TX, 78730
Austin, TX, 78730