Form D · Hedge Fund

Sonian Capital, L.P.

Atlanta, GA · CIK 0001400175

Offering snapshot reported Aug 10, 2018 · SEC filing

Reported sold: $14.1M
Investors reported: 21
Minimum accepted: $0
First sale: May 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$12,859,040 → $14,109,040
Reported investors19 → 21

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 10, 2018	Amendment	$14,109,040	$1,250,000vs Aug 10, 2017	21	SEC filing
Aug 10, 2017	Amendment	$12,859,040	$0vs Aug 9, 2016	19	SEC filing
Aug 9, 2016	Amendment	$12,859,040	$0vs Aug 13, 2015	19	SEC filing
Aug 13, 2015	Amendment	$12,859,040	$3,222,949vs Aug 11, 2014	19	SEC filing
Aug 11, 2014	Amendment	$9,636,091	$500,000vs Aug 12, 2013	19	SEC filing
Aug 12, 2013	Amendment	$9,136,091	$2,071,091vs Dec 27, 2011	18	SEC filing
Dec 27, 2011	Amendment	$7,065,000	$338,161vs Mar 11, 2011	14	SEC filing
Mar 11, 2011	Amendment	$6,726,839	$3,976,839vs Mar 12, 2010	11	SEC filing
Mar 12, 2010	Amendment	$2,750,000	$0vs Mar 13, 2009	7	SEC filing
Mar 13, 2009	Amendment	$2,750,000	No comparison	Not reported	SEC filing
May 9, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-103121

Source: Form D, filed Aug 10, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SONIAN CAPITAL, LP

Investment adviser: SONIAN CAPITAL MANAGEMENT, LLC

Gross asset value: $16.2M
Beneficial owners: 10
ADV minimum commitment: $100K

Reported in Form ADV on Dec 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THEOREM FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO ENGLEWOOD, Colorado, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker COWEN EXECUTION SERVICES LLC ALPHARETTA, Georgia, United States

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO
PCAOB 673

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

PERSHING LLC
SEC 8-17574

COWEN EXECUTION SERVICES LLC
CRD 35693 · SEC 8-46838

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Filing source

Form ADV 1360465 · Dec 5, 2019 · Schedule D 7.B.(1), fund 805-3774080885

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dominique Levy	Executive
Sonian Capital Management, L.L.C.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Sonian Capital Management, L.L.C. 540 Woodmoore Court
Atlanta, GA, 30342