Form D · Other Investment Fund

Sonen US Core Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC

San Francisco, CA · CIK 0001568652

Offering snapshot reported Jun 25, 2014 · SEC filing

Reported sold
$32.9M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 7, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.4M$32.9MFeb 5, 2013: $3,095,000.00Feb 5, 2013Jun 25, 2014: $32,885,000.00Jun 25, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,095,000 → $32,885,000
  • Reported investors5 → 19
  • Minimum accepted$0 → $500,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 25, 2014Amendment$32,885,000$29,790,000vs Feb 5, 201319SEC filing
Feb 5, 2013Initial$3,095,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-191363

Source: Form D, filed Jun 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

US CORE FIXED INCOME SERIES OF SONEN INVESTMENT MANAGEMENT PUBLIC ACCESS PLATFORM LLC

Investment adviser: SONEN CAPITAL LLC

Gross asset value
$29M
Beneficial owners
19
ADV minimum commitment
$250K

Reported in Form ADV on Aug 20, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CONIFER FINANCIAL SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS KPMG LLP SAN FRANSICSO, California, United States
Custodian U. S. BANK NATIONAL ASSOCIATION BSOTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 840261 · Aug 20, 2014 · Schedule D 7.B.(1), fund 805-8759865010

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tom Bird Executive
Stuart Davidson Executive
David Hood Executive, Promoter
Nick Koukopoulos Executive
Justina Lai Promoter
Will Morgan Director
Raul Pomares Executive, Promoter
N/A Sonen Capital Llc Executive
Julia Sze Executive
Martin Whittaker, Ph.D. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Sonen Capital Llc 50 Osgood Street, Suite 320
San Francisco, CA, 94133