Form D · Other Investment Fund

Sonen Global Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC

San Francisco, CA · CIK 0001568659

Offering snapshot reported Jun 19, 2020 · SEC filing

Reported sold
$83.1M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 7, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$53.8M$108MFeb 5, 2013: $12,750,000.00Feb 5, 2013Jun 25, 2014: $49,410,000.00Jun 26, 2015: $107,565,410.00Jun 24, 2016: $96,743,380.00Jun 23, 2017: $90,855,298.00Jun 22, 2018: $83,868,832.00Jun 21, 2019: $87,846,396.00Jun 19, 2020: $83,060,758.00Jun 19, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$87,846,396 → $83,060,758
  • Reported investors33 → 31

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 19, 2020Amendment$83,060,758-$4,785,638vs Jun 21, 201931SEC filing
Jun 21, 2019Amendment$87,846,396$75,096,396vs Feb 5, 201333SEC filing
Jun 22, 2018Amendment$83,868,832$71,118,832vs Feb 5, 201332SEC filing
Jun 23, 2017Amendment$90,855,298$78,105,298vs Feb 5, 201336SEC filing
Jun 24, 2016Amendment$96,743,380$47,333,380vs Jun 25, 201439SEC filing
Jun 26, 2015Amendment$107,565,410$58,155,410vs Jun 25, 201439SEC filing
Jun 25, 2014Amendment$49,410,000$36,660,000vs Feb 5, 201327SEC filing
Feb 5, 2013Initial$12,750,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-191362

Source: Form D, filed Jun 19, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SONEN GLOBAL FIXED INCOME FUND, A SERIES OF THE SONEN INVESTMENT MANAGEMENT PUBLIC ACCESS PLATFORM LLC

Investment adviser: SONEN CAPITAL LLC

Gross asset value
$85.2M
Beneficial owners
30
ADV minimum commitment
$250K

Reported in Form ADV on May 20, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANSICSO, California, United States
Custodian U. S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

Filing source

Form ADV 1542098 · May 20, 2021 · Schedule D 7.B.(1), fund 805-7868086336

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tom Bird Executive
Stuart Davidson Director
Robert Goldstein Executive, Promoter
David Hood Executive, Promoter
Nick Koukopoulos Executive, Promoter
Justina Lai Promoter
Will Morgan Director
Raul Pomares Executive, Promoter
N/A Sonen Capital Llc Promoter
Julia Sze Executive
Martin Whittaker, Ph.D. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Sonen Capital Llc 456 Montgomery St, Suite 400
San Francisco, CA, 94104