Form D · Hedge Fund

SOMERSET EMERGING MARKETS SMALL CAP FUND LLC

New York, NY · CIK 0001443634

Offering snapshot reported Sep 30, 2021 · SEC filing

Reported sold: $424M
Investors reported: 78
Minimum accepted: $0
First sale: Aug 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$418,474,553 → $424,474,553

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 30, 2021	Amendment	$424,474,553	$6,000,000vs Sep 30, 2020	78	SEC filing
Sep 30, 2020	Amendment	$418,474,553	$37,668,000vs Sep 30, 2019	78	SEC filing
Sep 30, 2019	Amendment	$380,806,553	$6,845,000vs Sep 28, 2018	75	SEC filing
Sep 28, 2018	Amendment	$373,961,553	$22,440,000vs Sep 28, 2017	74	SEC filing
Sep 28, 2017	Amendment	$351,521,553	$13,300,000vs Sep 28, 2016	67	SEC filing
Sep 28, 2016	Amendment	$338,221,553	$34,668,793vs Sep 28, 2015	61	SEC filing
Sep 28, 2015	Amendment	$303,552,760	$5,100,000vs Sep 26, 2014	47	SEC filing
Sep 26, 2014	Amendment	$298,452,760	$38,000,000vs Sep 27, 2013	46	SEC filing
Sep 27, 2013	Amendment	$260,452,760	$0vs Sep 28, 2012	46	SEC filing
Sep 28, 2012	Amendment	$260,452,760	$55,510,001vs Sep 29, 2011	46	SEC filing
Sep 29, 2011	Amendment	$204,942,759	$146,360,000vs Sep 30, 2010	38	SEC filing
Sep 30, 2010	Amendment	$58,582,759	$24,176,459vs Oct 9, 2009	5	SEC filing
Oct 9, 2009	Amendment	$34,406,300	No comparison	7	SEC filing
Aug 19, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-121738

No commission was paid by the Issuer.

Source: Form D, filed Sep 30, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOMERSET EMERGING MARKETS SMALL CAP FUND LLC

Investment adviser: SOMERSET CAPITAL MANAGEMENT LLP

Gross asset value: $115M
Beneficial owners: 18
ADV minimum commitment: $500K

Reported in Form ADV on May 19, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1755384 · May 19, 2023 · Schedule D 7.B.(1), fund 805-6842217324

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin J. Blanchfield	Director
Clive Harris	Director
N/A Somerset Capital Management (Cayman) Limited	Executive
N/A Somerset Capital Management Usa Llc	Executive
Eleanor L. Thomas	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Meteora Partners Llc 11 Broadway, Suite 965
New York, NY, 10004