Form D · Other Health Care
Soliton, Inc.
Houston, TX · CIK 0001548187
Offering snapshot reported Jun 17, 2019 · SEC filing
- Reported sold
- $9.45M Offering amount: $9.45M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $300K Reported outside-investor minimum
- First sale
- Jun 17, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 17, 2019 | Initial | $9,450,000 | No comparison | 4 | SEC filing |
| Apr 10, 2018 | Initial | $500,000 | No comparison | 5 | SEC filing |
| Jul 3, 2017 | Amendment | $4,300,000 | $3,300,000vs Feb 7, 2017 | 1 | SEC filing |
| Feb 7, 2017 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Jul 22, 2016 | Initial | $1,000,001 | No comparison | 1 | SEC filing |
| Nov 25, 2015 | Amendment | $9,000,006 | $7,000,004vs Nov 28, 2014 | 1 | SEC filing |
| Nov 28, 2014 | Initial | $2,000,002 | No comparison | 1 | SEC filing |
| Apr 25, 2012 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $662K
- Finders' fees
- $0
- Form D file number
- 021-342095
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ROTH Capital Partners | 15407 | |
| Boustead Securities, LLC | 141391 | |
| Maxim Group, LLC | 120708 |
Source: Form D, filed Jun 17, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lori Bisson | Executive |
| Christopher Capelli | Director, Executive |
| John Elwood | Director |
| Jonathan Foster | Director |
| Danika Harrison | Director |
| Bradley Hauser | Director |
| Walter Klemp | Director, Executive |
| Brett Ringle | Director |
| Brett R Ingle | Director |
| Dennis K. Stone | Director |
| Lee Stranathan | Executive |
| Joe Tanner | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
5304 Ashbrook Drive
Houston, TX, 77081
Houston, TX, 77081