Form D · Private Equity Fund

Soleus Private Equity Fund III, L.P.

Greenwich, CT · CIK 0001955982

Offering snapshot reported Feb 27, 2024 · SEC filing

Reported sold
$218M
Offering amount: $218M
Investors reported
153
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 29, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$109M$218MDec 5, 2022: $129,630,000.00Dec 5, 2022Feb 27, 2024: $218,000,000.00Feb 27, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$129,630,000 → $218,000,000
  • Reported investors76 → 153

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 27, 2024Amendment$218,000,000$88,370,000vs Dec 5, 2022153SEC filing
Dec 5, 2022Initial$129,630,000No comparison76SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
3C.7, 06b, 3C
Duration over one year
No
Business combination
No
Sales commissions
$186K (estimated)
Finders' fees
$0
Form D file number
021-466549
Limited Partnership Interests. The General Partner, in its sole discretion, may accept lesser amounts than the minimum capital commitment of $3,000,000.
TGP Securities, Inc. ceased acting as a placement agent for the Issuer in December of 2023.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneHollister Associates, LLC · CRD 173366

Source: Form D, filed Feb 27, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOLEUS PRIVATE EQUITY FUND III, L.P.

Investment adviser: SOLEUS CAPITAL MANAGEMENT, L.P.

Gross asset value
$309M
Beneficial owners
156
ADV minimum commitment
$3M

Reported in Form ADV on Apr 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian CITIZENS SECURITIES, INC. JOHNSTON, Rhode Island, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

CITIZENS SECURITIES, INC.
SEC 8-48744

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2094928 · Apr 27, 2026 · Schedule D 7.B.(1), fund 805-5449176144

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Guy Levy Executive, Promoter
Steven J. Musumeci Executive
N/A Soleus Capital Management, L.P. Promoter
N/A Soleus Private Equity Gp Iii, Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
104 Field Point Road, 2 Nd Floor
Greenwich, CT, 06830