Form D · Other Energy

SOLARGEN ENERGY INC

Cupertino, CA · CIK 0001017435

Offering snapshot reported Jan 6, 2011 · SEC filing

Reported sold
$5M
Offering amount: $10M
Investors reported
44
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 25, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5MJul 7, 2010: $4,109,960.00Jul 7, 2010Jan 6, 2011: $5,000,000.00Jan 6, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,109,960 → $5,000,000
  • Reported investors26 → 44

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 6, 2011Amendment$5,000,000$890,040vs Jul 7, 201044SEC filing
Jul 7, 2010Initial$4,109,960No comparison26SEC filing
Apr 6, 2010Initial$414,000No comparison10SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$11.2K (estimated)
Finders' fees
$0
Form D file number
021-144548
Sold 5,000,000 Series B Preferred Shares at $1.00 per share, plus issuance of warrants to purchase 5,000,000 share of Series B Preferred Stock, Convertible into Common Stock.
Placement warrants for 14,000 shares exercisable @ $.20 each for a total of $2,800 were issued.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Colorado Financial Services Corp104343Reza Helali · CRD 5580243

Source: Form D, filed Jan 6, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adam M Mc Afee Executive
Eric A Mc A Fee Director
Michael L Peterson Director, Executive
G Robert Powell Director

Issuer details

Industry: Other Energy (See others in industry)

Address:
20400 Stevens Creek Blvd. Suite 740
Cupertino, CA, 95014