Form D · Other Banking and Financial Services

Solar Mosaic, Inc.

Oakland, CA · CIK 0001523221

Offering snapshot reported Aug 23, 2016 · SEC filing

Reported sold
$40.7M
Indefinite offering
Investors reported
45
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 4, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 23, 2016Initial$40,682,980No comparison45SEC filing
Aug 18, 2016Amendment$19,151,782$15,419,260vs Sep 18, 201535SEC filing
Sep 18, 2015Initial$3,732,522No comparison8SEC filing
Mar 13, 2014Initial$6,477,005No comparison35SEC filing
Mar 4, 2014Initial$202,575No comparison128SEC filing
Feb 19, 2014Initial$388,825No comparison154SEC filing
Feb 19, 2014Initial$371,775No comparison165SEC filing
Feb 19, 2014Initial$233,875No comparison36SEC filing
Feb 19, 2014Initial$255,025No comparison59SEC filing
Nov 26, 2013Initial$387,025No comparison140SEC filing
Oct 1, 2013Initial$294,775No comparison149SEC filing
Jul 10, 2013Initial$450,000No comparison154SEC filing
Jun 25, 2013Initial$210,000No comparison85SEC filing
Apr 26, 2013Initial$247,050No comparison196SEC filing
Apr 23, 2013Initial$2,500,000No comparison21SEC filing
Mar 15, 2013Initial$350,000No comparison263SEC filing
Feb 8, 2013Amendment$40,350-$225vs Feb 7, 2013137SEC filing
Feb 8, 2013Amendment$95,275-$850vs Feb 7, 2013267SEC filing
Feb 7, 2013Initial$92,250No comparison201SEC filing
Feb 7, 2013Initial$96,125No comparison267SEC filing
Feb 7, 2013Initial$40,575No comparison137SEC filing
Feb 6, 2013Initial$25,550No comparison53SEC filing
Oct 10, 2012Initial$40,325No comparison51SEC filing
Sep 27, 2012Amendment$3,696,736$1,189,997vs May 30, 201227SEC filing
Sep 27, 2012Amendment$3,426,733-$270,003vs Sep 27, 201227SEC filing
May 30, 2012Initial$2,506,739No comparison19SEC filing
May 15, 2012Initial$395,000No comparison6SEC filing
Jun 15, 2011Initial$150,000No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$1.54M
Form D file number
021-269370

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Guggenheim Securities LLC40638

Source: Form D, filed Aug 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nicholas Allen Director
Anthony Bako Executive
Arthur Coulston Executive
Thomas Dinwoodie Director
Tom Dinwoodie Director
Theodore Fawcett Executive
Lisa Gansky Director
Olaf Janke Executive
Robert Kelly Director
Danny Kennedy Director
Marco Krapels Director
Bruce Ledesma Executive
Nicholas Olmsted Executive
William Parish Director, Executive
Walter Steven Richmond Executive
Gregory Rosan Executive
Gregory Rosen Executive
Daniel Rosen Director, Executive
Eric Watson Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
1212 Broadway, 3rd Floor
Oakland, CA, 94612