Form D · Venture Capital Fund

Sofinnova Venture Partners IX, L.P.

Menlo Park, CA · CIK 0001612133

Offering snapshot reported Jul 10, 2014 · SEC filing

Reported sold
Yet to sell
Offering amount: $500M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 10, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-220776

Source: Form D, filed Jul 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

SOFINNOVA VENTURE PARTNERS IX, L.P.

Investment adviser: SOFINNOVA INVESTMENTS, INC.

Gross asset value
$389M
Beneficial owners
53
ADV minimum commitment
$500K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BDO USA, LLP SAN FRANCISCO, California, United States Other funds reporting this name →
Custodian BNY MELLON LOUISVILLE, Kentucky, United States Related to adviser: No Other funds reporting this name →
Custodian BROADRIDGE CORPORATE ISSUER SOLUTIONS BRENTWOOD, New York, United States Related to adviser: No Other funds reporting this name →
Custodian COMPUTERSHARE TRUST COMPANY, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No Other funds reporting this name →
Custodian EQUINITI TRUST COMPANY, LLC NEWARK, New Jersey, United States Related to adviser: No Other funds reporting this name →
Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BDO USA, LLP
PCAOB 243

EQUINITI TRUST COMPANY, LLC
LEI 213800YI5RL9BRL4V892

Fund asset history · 5 annual observations Gross asset value by annual ADV filing$0$238M$477MFY 2021: $476,563,342.00FY 2021FY 2022: $352,145,509.00FY 2022FY 2023: $289,136,176.00FY 2023FY 2024: $320,159,453.00FY 2024FY 2025: $389,297,232.00FY 2025

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Fiscal yearGross assetsBeneficial ownersADV filed
2021$476,563,34252Mar 30, 2022
2022$352,145,50952Mar 29, 2023
2023$289,136,17652Mar 15, 2024
2024$320,159,45352Mar 20, 2025
2025$389,297,23253Mar 27, 2026
Filing source

Form ADV 2075659 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-7213314073

Reported by SOFINNOVA INVESTMENTS, INC. (CRD 160297).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Srinivas Akkaraju Executive
James I. Healy Executive
Anand Mehra Executive
Michael F. Powell Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3000 Sand Hill Road, 4 250
Menlo Park, CA, 94025
Phone: 650-681-8420