Form D · Other Banking and Financial Services
SoFi Fund for the University of Pennsylvania Community, LLC
San Francisco, CA · CIK 0001563468
Offering snapshot reported Apr 23, 2013 · SEC filing
- Reported sold
- $75K Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 22, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 23, 2013 | Initial | $75,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $100K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-195399
Amount reflects sales compensation paid or expected to be paid for the sale of securities over the following 12 month period.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | SoFi Securities LLC · CRD 151717 |
Source: Form D, filed Apr 23, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Cagney | Executive |
| James Finnigan | Executive |
| Robert Lavet | Executive |
| Fanlo Saturnino | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1 Letterman Drive, Building C Main Floor, Suite 250
San Francisco, CA, 94129
San Francisco, CA, 94129