Form D · Other Banking and Financial Services
SOFI FUND FOR ECMC LLC
San Francisco, CA · CIK 0001577228
Offering snapshot reported May 17, 2013 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 17, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $100K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-196671
Amount reflects sales compensation expected to be paid over the following 12 month period.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | SoFi Securities LLC · CRD 151717 |
Source: Form D, filed May 17, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Cagney | Executive |
| Saturnino Fanlo | Executive |
| James Finnigan | Executive |
| Robert Lavet | Executive |
| Scott Williams | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
One Letterman Drive Building C, Suite 250
San Francisco, CA, 94129
San Francisco, CA, 94129