Form D · Other Investment Fund
SOF-XII VIP Offshore, L.P.
Greenwich, CT · CIK 0001822690
Offering snapshot reported Sep 22, 2021 · SEC filing
- Reported sold
- $9.88B Offering amount: $10B
- Investors reported
- 149 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 25, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 149
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 22, 2021 | Amendment | $9,878,825,480 | No comparison | 149 | SEC filing |
| Sep 23, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $6.81M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-376203
Total amount sold includes amounts sold with respect to Issuer's related entities.
Amounts listed in Item 15 are estimated and include amounts in respect of the Issuer's related entities.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 79 | |
| ROAM Capital | None | |
| Further Capital Partners Ltd. | None | |
| VolcomCapital S.A. | None | |
| IBK Securities Co. Ltd. | None | |
| UBS Financial Services Inc. | 8174 | |
| UBS Switzerland AG | None | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | |
| BNP Paribas SA/Wealth Management Division | None | |
| SAXONY SECURITIES, INC. | 115547 |
Source: Form D, filed Sep 22, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SOF-XII VIP OFFSHORE, L.P.
Investment adviser: STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2065059 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9925122446
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jennifer Barbetta | Executive |
| James Broder | Promoter |
| Mark Deason | Executive |
| Jeffrey Dishner | Executive |
| Christopher D. Graham | Executive |
| Michael Lefton | Promoter |
| Ellis F. Rinaldi | Executive |
| Laura Rubin | Executive |
| Barry S. Sternlicht | Executive |
| Lanhee Yung | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Greenwich, CT, 06830