Form D · Other Investment Fund
SOF-XII International Blocker, L.P.
Greenwich, CT · CIK 0001822686
Offering snapshot reported Sep 22, 2021 · SEC filing
- Reported sold
- $9.88B Offering amount: $10B
- Investors reported
- 252 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 25, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 252
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 22, 2021 | Amendment | $9,878,825,480 | No comparison | 252 | SEC filing |
| Sep 23, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $6.81M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-376190
Total amount sold includes amounts sold with respect to Issuer's related entities.
Amounts listed in Item 15 are estimated and include amounts in respect of the Issuer's related entities.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 79 | |
| ROAM Capital | None | |
| Further Capital Partners Ltd. | None | |
| VolcomCapital S.A. | None | |
| IBK Securities Co. Ltd. | None | |
| UBS Financial Services Inc. | 8174 | |
| UBS Switzerland AG | None | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | |
| BNP Paribas SA/Wealth Management Division | None | |
| SAXONY SECURITIES, INC. | 115547 |
Source: Form D, filed Sep 22, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jennifer Barbetta | Executive |
| James Broder | Promoter |
| Mark Deason | Executive |
| Jeffrey Dishner | Executive |
| Christopher D. Graham | Executive |
| Michael Lefton | Promoter |
| Ellis F. Rinaldi | Executive |
| Laura Rubin | Executive |
| Barry S. Sternlicht | Executive |
| Lanhee Yung | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
591 West Putnam Avenue
Greenwich, CT, 06830
Greenwich, CT, 06830