Form D · Other Investment Fund
SOF - X New Investor, L.P.
Greenwich, CT · CIK 0001610885
Offering snapshot reported May 12, 2015 · SEC filing
- Reported sold
- $5.55B Offering amount: $5.55B
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jun 17, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 34
- Minimum accepted$0 → $250,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 12, 2015 | Amendment | $5,546,045,000 | No comparison | 34 | SEC filing |
| Jun 16, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $26.8M
- Finders' fees
- $0
- Form D file number
- 021-219288
Includes amounts in respect of Issuer's parallel entities.
Aggregate amount of sales commissions for the Issuer and its parallel entities.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 79 | |
| Horseneck Capital Advisors LLC | None | |
| Woori Investment & Securities Co., Ltd. | None |
Source: Form D, filed May 12, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Broder | Promoter |
| Jeffrey G. Dishner | Executive |
| Christopher D. Graham | Executive |
| Michael Lefton | Promoter |
| Ellis F. Rinaldi | Executive |
| Jerome C. Silvey | Executive |
| Barry S. Sternlicht | Executive |
| Lanhee Yung | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
591 West Putnam Ave.
Greenwich, CT, 06830
Greenwich, CT, 06830