Form D · Private Equity Fund

SOF IX Private Investors Offshore 1, L.P.

Grand Cayman, E9 · CIK 0001528306

Offering snapshot reported Mar 13, 2013 · SEC filing

Reported sold: $302M
Investors reported: 291
Minimum accepted: $250K
First sale: Aug 9, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$274,310,000 → $301,760,000
Reported investors280 → 291

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 13, 2013	Amendment	$301,760,000	$27,450,000vs Jan 13, 2012	291	SEC filing
Jan 13, 2012	Amendment	$274,310,000	$250,560,000vs Aug 24, 2011	280	SEC filing
Aug 24, 2011	Initial	$23,750,000	No comparison	31	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $3.22M (estimated)
Finders' fees: $0
Form D file number: 021-164909

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	J.P. Morgan Securities LLC · CRD 79

Source: Form D, filed Mar 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SOF IX Private Investors Offshore 1, L.P. (this fund)	Mar 13, 2013	$301,760,000	291
SOF IX Private Investors Offshore 2, L.P.	Aug 24, 2011	$23,750,000	30

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A J.P. Morgan Private Investments Inc.	Executive
Warren Keens	Director
Limburgh Martin	Director
Linburgh Martin	Director
N/A Sof Ix Private Investors Gp Ltd.	Executive
John Sutlic	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Harbour Place, 4th Floor, Po Box 1034 103 South Church Street
Grand Cayman, E9, KY1-1102