Form D · Private Equity Fund

SOF IX Private Investors, LLC

New York, NY · CIK 0001527901

Offering snapshot reported Mar 13, 2013 · SEC filing

Reported sold: $400M
Investors reported: 424
Minimum accepted: $250K
First sale: Jul 29, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$377,150,000 → $400,050,000
Reported investors418 → 424

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 13, 2013	Amendment	$400,050,000	$22,900,000vs Jan 13, 2012	424	SEC filing
Jan 13, 2012	Amendment	$377,150,000	$320,200,000vs Aug 12, 2011	418	SEC filing
Aug 12, 2011	Initial	$56,950,000	No comparison	57	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $4.93M (estimated)
Finders' fees: $0
Form D file number: 021-164362

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	J.P. Morgan Securities LLC · CRD 79

Source: Form D, filed Mar 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A J.P. Morgan Private Investments Inc.	Promoter
Warren Keens	Director
Linburgh Martin	Director
John Sutlic	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O J.P. Morgan Private Investments Inc. 270 Park Avenue, 5 Th Floor
New York, NY, 10017