Form D · Private Equity Fund
SOAM Tarp Opportunity Fund, L.P.
New York, NY · CIK 0001575381
Offering snapshot reported May 13, 2013 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- May 18, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 13, 2013 | Initial | $15,018,590 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-196367
The Issuer does not charge a sales commission at time of investment. However, certain broker/dealers may share a portion of the fees paid to the Issuer's investment manager or one of its affiliates.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill & Partners, L.P. | 23328 |
Source: Form D, filed May 13, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SOAM TARP OPPORTUNITY FUND, L.P.
Investment adviser: MALTESE CAPITAL MANAGEMENT, LLC
- Gross asset value
- $2.78M
- Beneficial owners
- 11
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 19, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MORGAN STANLEY & CO. LLC
SEC 8-15869
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Filing source
Form ADV 793752 · Mar 19, 2014 · Schedule D 7.B.(1), fund 805-7307089573
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Terry Maltese | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022