Form D · Hedge Fund

SOAM MULTI-MANAGER SPECIALIST FUND L P

New York, NY · CIK 0001360399

Offering snapshot reported Jun 17, 2014 · SEC filing

Reported sold
$59.5K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.36M$10.7MMar 11, 2010: $394,000.00Mar 11, 2010May 2, 2011: $10,724,454.00May 2, 2011May 2, 2012: $750,000.00May 2, 2012May 8, 2013: $284,398.00May 8, 2013Jun 17, 2014: $59,540.00Jun 17, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$284,398 → $59,540

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 17, 2014Amendment$59,540-$224,858vs May 8, 20131SEC filing
May 8, 2013Amendment$284,398-$10,440,056vs May 2, 20111SEC filing
May 2, 2012Amendment$750,000-$9,974,454vs May 2, 20111SEC filing
May 2, 2011Amendment$10,724,454$10,330,454vs Mar 11, 201016SEC filing
Mar 11, 2010Amendment$394,000No comparison2SEC filing
Apr 13, 2006PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-88791
The information provided in Items 13 and 14 reflect additional contributions from May 2013 - April 2014 as an update to our previous FORM D/A filed in May 2013.
The Issuer does not charge a sales commission at time of investment. However, certain broker/dealers may share a portion of the fees paid to the Issuer's investment manager or one of its affiliates.

Source: Form D, filed Jun 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOAM MULTI-MANAGER SPECIALIST FUND, L.P.

Investment adviser: MALTESE CAPITAL MANAGEMENT, LLC

Gross asset value
$30.7M
Beneficial owners
30
ADV minimum commitment
$500K

Reported in Form ADV on Mar 19, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

Filing source

Form ADV 793752 · Mar 19, 2014 · Schedule D 7.B.(1), fund 805-5352522567

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Terry Maltese Executive
Soam Capital, Llc Soam Capital, Llc Executive
Soam Holdings, Llc Soam Holdings, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Sandler O'neill Asset Management Llc 150 East 52 Nd Street, 30 Th Floor
New York, NY, 10022