Form D · Investment Banking
SNW Asset Management Corp
Seattle, WA · CIK 0001581815
Offering snapshot reported Jul 26, 2013 · SEC filing
- Reported sold
- $4.64M Offering amount: $4.64M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jul 12, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 26, 2013 | Initial | $4,640,000 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-200305
The Maximum Offering Amount was $4,495,000. The Company, as permitted by the Board, extended the Offering and sold an additional $145,000 of subscriptions for shares increasing the Total Offering Amount to $4,640,000.
Source: Form D, filed Jul 26, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edward Bernhardt | Director, Executive |
| Karl V. Leaverton | Director |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
2001 6th Avenue Suite 2310
Seattle, WA, 98121
Seattle, WA, 98121