Form D · Hedge Fund
Snow Lake Asia Offshore Fund Ltd
Hong Kong, K3 · CIK 0001766332
Offering snapshot reported Oct 12, 2021 · SEC filing
- Reported sold
- $107M Indefinite offering
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 1, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 12, 2021 | Amendment | $106,897,742 | $0vs Apr 15, 2021 | 23 | SEC filing |
| Jul 14, 2021 | Amendment | $106,897,742 | No comparison | Not reported | SEC filing |
| Apr 15, 2021 | Amendment | $106,897,742 | $1,500,000vs Jan 15, 2021 | 23 | SEC filing |
| Jan 15, 2021 | Amendment | $105,397,742 | $48,450,000vs Jan 21, 2020 | 21 | SEC filing |
| Jan 21, 2020 | Amendment | $56,947,742 | $50,900,000vs Jan 31, 2019 | 12 | SEC filing |
| Jan 31, 2019 | Initial | $6,047,742 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $19.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-331867
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 79 |
Source: Form D, filed Oct 12, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sean Ma | Director |
| David John Pritchard | Director |
| N/A Snow Lake Capital (Hk) Limited | Executive |
| N/A Snow Lake Capital Limited | Executive |
| Fiony Tam | Executive |
| Michael Patrick Wheaton | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Hong Kong, K3, 00000