Form D · Hedge Fund

Snow Lake Asia Fund Ltd.

Hong Kong, K3 · CIK 0001783733

Offering snapshot reported Oct 12, 2021 · SEC filing

Reported sold
$111M
Indefinite offering
Investors reported
77
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55.5M$111MJul 14, 2021: $109,866,941.00Jul 14, 2021Oct 12, 2021: $111,066,941.00Oct 12, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$109,866,941 → $111,066,941

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 12, 2021Amendment$111,066,941$1,200,000vs Jul 14, 202177SEC filing
Jul 14, 2021Amendment$109,866,941No comparisonNot reportedSEC filing
Jul 14, 2021Amendment$109,866,941No comparisonNot reportedSEC filing
Apr 15, 2021Amendment$107,766,941$22,940,000vs Jan 15, 202175SEC filing
Jan 15, 2021Amendment$84,826,941$42,400,000vs Jan 21, 202053SEC filing
Jan 21, 2020Amendment$42,426,941$12,200,000vs Jul 29, 201911SEC filing
Jul 29, 2019Initial$30,226,941No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$246K (estimated)
Finders' fees
$0
Form D file number
021-345260

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC79

Source: Form D, filed Oct 12, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sean Ma Director
David John Pritchard Director
N/A Snow Lake Capital (Hk) Limited Executive
N/A Snow Lake Capital Limited Executive
Fiony Tam Executive
Michael Patrick Wheaton Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
St 1101 1104, 11 Th Fl, One Exchange Sq. 8 Connaught Place, Central
Hong Kong, K3, 00000